Peter Turchin
- Published in print:
- 2018
- Published Online:
- January 2019
- ISBN:
- 9780691180779
- eISBN:
- 9781400889310
- Item type:
- chapter
- Publisher:
- Princeton University Press
- DOI:
- 10.23943/princeton/9780691180779.003.0002
- Subject:
- History, Historiography
This chapter discusses the theory of geopolitics, beginning with an overview of some elementary facts from nonlinear dynamics. In particular, it describes boundless growth, examples of which are ...
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This chapter discusses the theory of geopolitics, beginning with an overview of some elementary facts from nonlinear dynamics. In particular, it describes boundless growth, examples of which are linear and exponential growth. It then considers the kinds of dynamics illustrated by the asymptotic and logistic models, in which the system is always attracted to a unique stable equilibrium, along with metastable dynamics, boom–bust dynamics, and sustained oscillations. It also examines three fundamental types of dynamics characterizing purely endogenous systems: zero-order dynamics, first-order dynamics, and second-order dynamics. The chapter goes on to analyze Randall Collins' theory of geopolitics, which postulates three main mechanisms explaining the territorial dynamics of states: geopolitical resources, logistical loads, and the marchland position. Finally, it reviews the simulation model of conflict legitimacy dynamics developed by Hanneman et al.Less
This chapter discusses the theory of geopolitics, beginning with an overview of some elementary facts from nonlinear dynamics. In particular, it describes boundless growth, examples of which are linear and exponential growth. It then considers the kinds of dynamics illustrated by the asymptotic and logistic models, in which the system is always attracted to a unique stable equilibrium, along with metastable dynamics, boom–bust dynamics, and sustained oscillations. It also examines three fundamental types of dynamics characterizing purely endogenous systems: zero-order dynamics, first-order dynamics, and second-order dynamics. The chapter goes on to analyze Randall Collins' theory of geopolitics, which postulates three main mechanisms explaining the territorial dynamics of states: geopolitical resources, logistical loads, and the marchland position. Finally, it reviews the simulation model of conflict legitimacy dynamics developed by Hanneman et al.
Peter Turchin
- Published in print:
- 2018
- Published Online:
- January 2019
- ISBN:
- 9780691180779
- eISBN:
- 9781400889310
- Item type:
- chapter
- Publisher:
- Princeton University Press
- DOI:
- 10.23943/princeton/9780691180779.003.0004
- Subject:
- History, Historiography
This chapter describes a theory that specifies the variables responsible for the increase or decline of asabiya—the metaethnic frontier theory. According to the metaethnic frontier theory, metaethnic ...
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This chapter describes a theory that specifies the variables responsible for the increase or decline of asabiya—the metaethnic frontier theory. According to the metaethnic frontier theory, metaethnic frontiers are zones or regions that are created when metaethnic fault lines coincide with imperial boundaries. One of the main assumptions of the metaethnic frontier theory is that an ethnic group characterized by high asabiya advances up the social scale from subethnie to ethnie and finally to metaethnie. A common occurrence in metaethnic frontiers is ethnogenesis. The chapter first provides an overview of the role of frontiers as incubators of group solidarity before discussing the factors that cause solidarity to increase. It then introduces a pseudospatial model of the dynamic relationship between empires and frontiers and concludes by performing a spatially explicit simulation of a world-system of polities whose territorial dynamics are driven by geopolitical forces and asabiya.Less
This chapter describes a theory that specifies the variables responsible for the increase or decline of asabiya—the metaethnic frontier theory. According to the metaethnic frontier theory, metaethnic frontiers are zones or regions that are created when metaethnic fault lines coincide with imperial boundaries. One of the main assumptions of the metaethnic frontier theory is that an ethnic group characterized by high asabiya advances up the social scale from subethnie to ethnie and finally to metaethnie. A common occurrence in metaethnic frontiers is ethnogenesis. The chapter first provides an overview of the role of frontiers as incubators of group solidarity before discussing the factors that cause solidarity to increase. It then introduces a pseudospatial model of the dynamic relationship between empires and frontiers and concludes by performing a spatially explicit simulation of a world-system of polities whose territorial dynamics are driven by geopolitical forces and asabiya.
Peter Turchin
- Published in print:
- 2018
- Published Online:
- January 2019
- ISBN:
- 9780691180779
- eISBN:
- 9781400889310
- Item type:
- book
- Publisher:
- Princeton University Press
- DOI:
- 10.23943/princeton/9780691180779.001.0001
- Subject:
- History, Historiography
Many historical processes are dynamic. Populations grow and decline. Empires expand and collapse. Religions spread and wither. Natural scientists have made great strides in understanding dynamical ...
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Many historical processes are dynamic. Populations grow and decline. Empires expand and collapse. Religions spread and wither. Natural scientists have made great strides in understanding dynamical processes in the physical and biological worlds using a synthetic approach that combines mathematical modeling with statistical analyses. Taking up the problem of territorial dynamics—why some polities at certain times expand and at other times contract—this book shows that a similar research program can advance our understanding of dynamical processes in history. The book develops hypotheses from a wide range of social, political, economic, and demographic factors: geopolitics, factors affecting collective solidarity, dynamics of ethnic assimilation/religious conversion, and the interaction between population dynamics and sociopolitical stability. It then translates these into a spectrum of mathematical models, investigates the dynamics predicted by the models, and contrasts model predictions with empirical patterns. The book's highly instructive empirical tests demonstrate that certain models predict empirical patterns with a very high degree of accuracy. For instance, one model accounts for the recurrent waves of state breakdown in medieval and early modern Europe. And historical data confirm that ethno-nationalist solidarity produces an aggressively expansive state under certain conditions (such as in locations where imperial frontiers coincide with religious divides). The strength of the book's results suggests that the synthetic approach advocated can significantly improve our understanding of historical dynamics.Less
Many historical processes are dynamic. Populations grow and decline. Empires expand and collapse. Religions spread and wither. Natural scientists have made great strides in understanding dynamical processes in the physical and biological worlds using a synthetic approach that combines mathematical modeling with statistical analyses. Taking up the problem of territorial dynamics—why some polities at certain times expand and at other times contract—this book shows that a similar research program can advance our understanding of dynamical processes in history. The book develops hypotheses from a wide range of social, political, economic, and demographic factors: geopolitics, factors affecting collective solidarity, dynamics of ethnic assimilation/religious conversion, and the interaction between population dynamics and sociopolitical stability. It then translates these into a spectrum of mathematical models, investigates the dynamics predicted by the models, and contrasts model predictions with empirical patterns. The book's highly instructive empirical tests demonstrate that certain models predict empirical patterns with a very high degree of accuracy. For instance, one model accounts for the recurrent waves of state breakdown in medieval and early modern Europe. And historical data confirm that ethno-nationalist solidarity produces an aggressively expansive state under certain conditions (such as in locations where imperial frontiers coincide with religious divides). The strength of the book's results suggests that the synthetic approach advocated can significantly improve our understanding of historical dynamics.
Peter Turchin
- Published in print:
- 2018
- Published Online:
- January 2019
- ISBN:
- 9780691180779
- eISBN:
- 9781400889310
- Item type:
- chapter
- Publisher:
- Princeton University Press
- DOI:
- 10.23943/princeton/9780691180779.003.0001
- Subject:
- History, Historiography
This chapter provides an introduction to the use of quantitative theories in historical sociology. It first explains why we need a mathematical theory in history before making a case for historical ...
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This chapter provides an introduction to the use of quantitative theories in historical sociology. It first explains why we need a mathematical theory in history before making a case for historical dynamics as a research program, with emphasis on the important role of mathematical models. Using the case of the territorial dynamics of agrarian polities, it proposes a research program for theory building in historical dynamics that involves selecting which of the questions need to be addressed as well as the hierarchical modeling approach and the mathematical framework to be employed. In addition to defining the problem to be addressed, other steps include identifying the primary data set, identifying a set of hypotheses, translating all hypotheses in the list into mathematical models, identifying secondary data, and solving the models using appropriate technology.Less
This chapter provides an introduction to the use of quantitative theories in historical sociology. It first explains why we need a mathematical theory in history before making a case for historical dynamics as a research program, with emphasis on the important role of mathematical models. Using the case of the territorial dynamics of agrarian polities, it proposes a research program for theory building in historical dynamics that involves selecting which of the questions need to be addressed as well as the hierarchical modeling approach and the mathematical framework to be employed. In addition to defining the problem to be addressed, other steps include identifying the primary data set, identifying a set of hypotheses, translating all hypotheses in the list into mathematical models, identifying secondary data, and solving the models using appropriate technology.
Raymond Bryant
- Published in print:
- 2005
- Published Online:
- October 2013
- ISBN:
- 9780300106596
- eISBN:
- 9780300132830
- Item type:
- book
- Publisher:
- Yale University Press
- DOI:
- 10.12987/yale/9780300106596.001.0001
- Subject:
- Environmental Science, Environmental Studies
This book reflects a longstanding personal interest in nongovernmental organizations (NGOs) and environmental struggles, focusing on the theoretical understanding around notions of moral capital and ...
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This book reflects a longstanding personal interest in nongovernmental organizations (NGOs) and environmental struggles, focusing on the theoretical understanding around notions of moral capital and moral entrepreneurship in relation to NGOs. The importance of NGO strategic action needs to be kept in full view. Such action requires, in turn, assessment of three inter-related strategies, the first of which is that of political strategy, or the manner in which an NGO addresses its political relationships. This strategy comprises critical engagement with state agencies and constructive engagement with local communities. The second component is financial strategy. The way in which an organization addresses financial need while accounting for noneconomic considerations is assessed, and it is suggested that a strong impetus to promote financial autonomy can determine where an NGO seeks funding and what it does once it has found it. The effort to map the mission can take on a life of its own such that spatial and territorial dynamics add an edge to the quest for moral capital. This is seen in the pursuit of area-based reputations as a means of attaining spatial economies of scale in the dissemination of a good name.Less
This book reflects a longstanding personal interest in nongovernmental organizations (NGOs) and environmental struggles, focusing on the theoretical understanding around notions of moral capital and moral entrepreneurship in relation to NGOs. The importance of NGO strategic action needs to be kept in full view. Such action requires, in turn, assessment of three inter-related strategies, the first of which is that of political strategy, or the manner in which an NGO addresses its political relationships. This strategy comprises critical engagement with state agencies and constructive engagement with local communities. The second component is financial strategy. The way in which an organization addresses financial need while accounting for noneconomic considerations is assessed, and it is suggested that a strong impetus to promote financial autonomy can determine where an NGO seeks funding and what it does once it has found it. The effort to map the mission can take on a life of its own such that spatial and territorial dynamics add an edge to the quest for moral capital. This is seen in the pursuit of area-based reputations as a means of attaining spatial economies of scale in the dissemination of a good name.
Peter Turchin
- Published in print:
- 2018
- Published Online:
- January 2019
- ISBN:
- 9780691180779
- eISBN:
- 9781400889310
- Item type:
- chapter
- Publisher:
- Princeton University Press
- DOI:
- 10.23943/princeton/9780691180779.003.0010
- Subject:
- History, Historiography
This concluding chapter summarizes the main developments discussed in the book, beginning with the proposed research program for investigating historical dynamics and how the approach can be used to ...
More
This concluding chapter summarizes the main developments discussed in the book, beginning with the proposed research program for investigating historical dynamics and how the approach can be used to study the territorial dynamics of agrarian polities. It then considers asabiya and its impact on metaethnic frontiers; the results of empirical tests on ethnic assimilation; the prediction of demographic-structural theory that population dynamics causes state breakdown; and the theory of geopolitics, applied to test of the effect of a region's positional advantage on the maximum polity size originating from it. The chapter also proposes a combined modeling/empirical approach to investigating history and how the focus of the research program may be expanded beyond the dynamics of agrarian polities (for example, to cases involving nomadic pastoralists, thalassocratic polities such as classical Athens, or hegemonic cycles). Finally, it suggests the term “cliodynamics” (by analogy with cliometrics) as an alternative to “historical dynamics”.Less
This concluding chapter summarizes the main developments discussed in the book, beginning with the proposed research program for investigating historical dynamics and how the approach can be used to study the territorial dynamics of agrarian polities. It then considers asabiya and its impact on metaethnic frontiers; the results of empirical tests on ethnic assimilation; the prediction of demographic-structural theory that population dynamics causes state breakdown; and the theory of geopolitics, applied to test of the effect of a region's positional advantage on the maximum polity size originating from it. The chapter also proposes a combined modeling/empirical approach to investigating history and how the focus of the research program may be expanded beyond the dynamics of agrarian polities (for example, to cases involving nomadic pastoralists, thalassocratic polities such as classical Athens, or hegemonic cycles). Finally, it suggests the term “cliodynamics” (by analogy with cliometrics) as an alternative to “historical dynamics”.