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Legal Liability for Fraud in the Evolving Architecture of Securities Markets: From Marketplaces to Traders

Stanislav Dolgopolov

in Global Algorithmic Capital Markets: High Frequency Trading, Dark Pools, and Regulatory Challenges

Published in print:
2018
Published Online:
January 2019
ISBN:
9780198829461
eISBN:
9780191867972
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198829461.003.0010
Subject:
Economics and Finance, Financial Economics

This chapter analyses the reach of legal liability for securities fraud in the United States in relation to certain types of abuses often associated with high frequency trading strategies. The nature ... More


Corporate Law and Securities Markets

Luca Enriques, Gerard Hertig, Reinier Kraakman, and Edward Rock

in The Anatomy of Corporate Law: A Comparative and Functional Approach

Published in print:
2017
Published Online:
March 2017
ISBN:
9780198739630
eISBN:
9780191837982
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780198739630.003.0009
Subject:
Law, Company and Commercial Law

This chapter focuses on the regulation of corporations as “issuers,” that is, as tools to raise finance from the public. All representative “core jurisdictions” have specific rules applying to the ... More


The Political Class in a Poor State

Ron Formisano

in American Oligarchy: The Permanent Political Class

Published in print:
2017
Published Online:
May 2018
ISBN:
9780252041273
eISBN:
9780252099878
Item type:
chapter
Publisher:
University of Illinois Press
DOI:
10.5622/illinois/9780252041273.003.0007
Subject:
Sociology, Social Stratification, Inequality, and Mobility

One of the poorest states in the nation, Kentucky possesses a political class that is thriving.


Trading and Market Integrity

John Armour, Dan Awrey, Paul Davies, Luca Enriques, Jeffrey N. Gordon, Colin Mayer, and Jennifer Payne

in Principles of Financial Regulation

Published in print:
2016
Published Online:
October 2016
ISBN:
9780198786474
eISBN:
9780191828782
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780198786474.003.0009
Subject:
Law, Constitutional and Administrative Law, Company and Commercial Law

This chapter reviews the regulation of trading activity in financial markets, focusing on three particular forms of regulated conduct in the market, namely market manipulation, insider trading, and ... More


Synthesis and Conclusion

Alan N. Rechtschaffen

in Capital Markets, Derivatives and the Law: Evolution After Crisis

Published in print:
2014
Published Online:
May 2014
ISBN:
9780199971541
eISBN:
9780199361458
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199971541.003.0017
Subject:
Law, Company and Commercial Law

This book examined products and participants in the capital markets as well as the tapestry of federal regulation of financial instruments. It explained how incorporating derivatives into structures ... More


Introduction

Aziz Z. Huq

in The Collapse of Constitutional Remedies

Published in print:
2021
Published Online:
May 2022
ISBN:
9780197556818
eISBN:
9780197556849
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780197556818.003.0001
Subject:
Law, Constitutional and Administrative Law

The introduction of the book sets out the present state of constitutional remedies in US federal courts by contrasting two different recent cases. In one case, a victim of police violence received no ... More


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