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Investor Protection in Europe: Corporate Law Making, The MiFID and Beyond

Guido Ferrarini and Eddy Wymeersch (eds)

Published in print:
2006
Published Online:
January 2009
ISBN:
9780199202911
eISBN:
9780191707964
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199202911.001.0001
Subject:
Law, Company and Commercial Law

EU policy in the area of corporate governance and capital markets is being reoriented. Harmonization is less frequently seen as a concept in company law, regulatory competition is on the rise, and ... More


Law and Regulation of Public Offering of Corporate Securities

Raghvendra K. Singh and Shailendera K. Singh

Published in print:
2016
Published Online:
October 2016
ISBN:
9780199466689
eISBN:
9780199087310
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199466689.001.0001
Subject:
Law, Company and Commercial Law

The book is a comprehensive exposition of the law and regulation of public offering of corporate securities. It explains an otherwise elaborate and complex set of laws in a simple and articulate ... More


Modernizing SEC Regulation

Matthew P. Fink

in The Rise of Mutual Funds: An Insider's View

Published in print:
2008
Published Online:
January 2009
ISBN:
9780195336450
eISBN:
9780199868469
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780195336450.003.0010
Subject:
Economics and Finance, Macro- and Monetary Economics, Financial Economics

The dramatic changes in the fund industry during the 1980s and 1990s led the SEC and the industry to seek to modernize SEC requirements. SEC disclosure requirements relating to fund prospectuses, ... More


Getting ready

Philippe Espinasse

in IPO: A Global Guide

Published in print:
2011
Published Online:
January 2012
ISBN:
9789888083183
eISBN:
9789882209862
Item type:
chapter
Publisher:
Hong Kong University Press
DOI:
10.5790/hongkong/9789888083183.003.0002
Subject:
Economics and Finance, South and East Asia

This chapter sets out the preparatory work needed for an initial public offering and explains the roles played by different professionals, including the company going public, the investment bank, and ... More


Public Offering Programme: Public Issue

Raghvendra K. Singh and Shailendera K. Singh

in Law and Regulation of Public Offering of Corporate Securities

Published in print:
2016
Published Online:
October 2016
ISBN:
9780199466689
eISBN:
9780199087310
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199466689.003.0006
Subject:
Law, Company and Commercial Law

The mechanics of a public issue of corporate securities and its legal setting are the focus of this chapter. These aspects are largely governed by the Securities and Exchange Board of India (Issue ... More


Offences Against the State: The 1870s

James Taylor

in Boardroom Scandal: The Criminalization of Company Fraud in Nineteenth-Century Britain

Published in print:
2013
Published Online:
May 2013
ISBN:
9780199695799
eISBN:
9780191749520
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199695799.003.0007
Subject:
History, British and Irish Modern History, Economic History

This chapter shows that the higher frequency of company fraud prosecutions witnessed in the late 1860s was maintained in the new decade. Like the earlier trials, most revolved around that most ... More


Modernizing the Prospectus Directive

Bas de Jong and Tomas Arons

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0011
Subject:
Law, Company and Commercial Law, EU Law

On 16 May 2017, the Council adopted the Prospectus Regulation, which repeals the Prospectus Directive. The prospectus rules are an important part of the Capital Markets Union (CMU), and will apply ... More


Writing Up and Speaking Back to the Literature

Anne Galletta and William E. Cross

in Mastering the Semi-Structured Interview and Beyond: From Research Design to Analysis and Publication

Published in print:
2013
Published Online:
March 2016
ISBN:
9780814732939
eISBN:
9780814732953
Item type:
chapter
Publisher:
NYU Press
DOI:
10.18574/nyu/9780814732939.003.0007
Subject:
Psychology, Social Psychology

This chapter outlines the process of writing up a study, sharing it with communities of interest, and positioning it within the literature. In preparing to write up the findings, one should return to ... More


Public Offers and Listings of Equity Securities

Eilís Ferran and Look Chan Ho

in Principles of Corporate Finance Law

Published in print:
2014
Published Online:
April 2014
ISBN:
9780199671342
eISBN:
9780191788895
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199671342.003.0013
Subject:
Law, Company and Commercial Law, Public International Law

This chapter focuses on the process whereby a company raises finance by offering its equity securities to investors in the market. Topics discussed include reasons for going public; where shares can ... More


The IASB’s Vexed Relation with Europe

Kees Camfferman and Stephen A. Zeff

in Aiming for Global Accounting Standards: The International Accounting Standards Board, 2001–2011

Published in print:
2015
Published Online:
June 2015
ISBN:
9780199646319
eISBN:
9780191800719
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199646319.003.0009
Subject:
Business and Management, Finance, Accounting, and Banking, International Business

The EU’s commitment to IFRSs was confirmed with the actual adoption of the standards in practice, beginning in 2005. The European Commission encouraged other jurisdictions to adopt or converge with ... More


Understanding the Prospectus and Prospectus Supplement for Mortgage-Backed Securities

David M. Lukach, Thomas Knox, Eliza Kwong, and Anoop Lall

in The Handbook of Mortgage-Backed Securities: 7th Edition

Published in print:
2016
Published Online:
October 2016
ISBN:
9780198785774
eISBN:
9780191827594
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780198785774.003.0002
Subject:
Economics and Finance, Financial Economics, Macro- and Monetary Economics

This chapter discusses agency and private-level mortgage-backed securities (MBS) issuance to highlight the differences in investor disclosures. In addition, given the substantial changes in ... More


Economics

William A. Birdthistle

in Empire of the Fund: The Way We Save Now

Published in print:
2016
Published Online:
August 2016
ISBN:
9780199398560
eISBN:
9780199398591
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199398560.003.0004
Subject:
Economics and Finance, Financial Economics

This chapter surveys the ways in which advisers and their sibling entities arrange their compensation, with their fees as inevitably drawing down assets in the fund. No matter how well or poorly a ... More


The Foundation of the Banaras Hindu University

Jagannath Prasad Misra

in Madan Mohan Malaviya and the Indian Freedom Movement

Published in print:
2016
Published Online:
April 2016
ISBN:
9780199463756
eISBN:
9780199086405
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199463756.003.0003
Subject:
History, Indian History

This chapter examines Madan Mohan Malaviya’s role in the establishment of the Banaras Hindu University, which he envisioned as a residential and teaching institution for the Hindu community. After ... More


Public Offer and Prospectus

Raghvendra K. Singh and Shailendera K. Singh

in Law and Regulation of Public Offering of Corporate Securities

Published in print:
2016
Published Online:
October 2016
ISBN:
9780199466689
eISBN:
9780199087310
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199466689.003.0003
Subject:
Law, Company and Commercial Law

The concept of public offer of shares and debentures and its legal context forms the focus of this chapter. This concept is intertwined with that of prospectus because a public company issues ... More


The Crypto-Security: Initial Coin Offerings and EU Securities Regulation

Philipp Hacker and Chris Thomale

in Regulating Blockchain: Techno-Social and Legal Challenges

Published in print:
2019
Published Online:
August 2019
ISBN:
9780198842187
eISBN:
9780191878206
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198842187.003.0013
Subject:
Law, Intellectual Property, IT, and Media Law, Company and Commercial Law

This chapter analyses the interplay between initial coin offerings (‘ICOs’) and securities regulation, with a particular focus on EU law. ICOs have come to dwarf traditional venture capital funding ... More


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