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Consolidated Capital Regulation for Financial Conglomerates

Howell E. Jackson

in Capital Adequacy beyond Basel: Banking, Securities, and Insurance

Published in print:
2005
Published Online:
January 2007
ISBN:
9780195169713
eISBN:
9780199783717
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780195169713.003.0003
Subject:
Economics and Finance, Financial Economics

Over the past few years, financial regulators have devoted considerable attention to the development of consolidated capital rules for financial conglomerates. This chapter explores the theoretical ... More


Capital Regulation for Position Risk in Banks, Securities Firms, and Insurance Companies

Richard Herring and Til Schuermann

in Capital Adequacy beyond Basel: Banking, Securities, and Insurance

Published in print:
2005
Published Online:
January 2007
ISBN:
9780195169713
eISBN:
9780199783717
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780195169713.003.0001
Subject:
Economics and Finance, Financial Economics

Currently, banks, securities firms, and insurance companies conduct trading businesses that involve many of the same financial instruments and several of the same counterparties but that are subject ... More


Capital Adequacy in Insurance and Reinsurance

Scott E. Harrington

in Capital Adequacy beyond Basel: Banking, Securities, and Insurance

Published in print:
2005
Published Online:
January 2007
ISBN:
9780195169713
eISBN:
9780199783717
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780195169713.003.0002
Subject:
Economics and Finance, Financial Economics

This chapter considers capital adequacy and capital regulation of insurers and reinsurers. A basic theme is that capital standards should be less stringent for financial sectors characterized by ... More


Introduction

Hal S. Scott

in Capital Adequacy beyond Basel: Banking, Securities, and Insurance

Published in print:
2005
Published Online:
January 2007
ISBN:
9780195169713
eISBN:
9780199783717
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780195169713.003.intro
Subject:
Economics and Finance, Financial Economics

This introductory chapter begins with a discussion of the proposed revision of the rules for the regulation of capital adequacy developed by the Basel Committee on Banking Supervision. It then ... More


Domestic Financial Regulations in Developing Countries: Can They Effectively Limit the Impact of Capital Account Volatility?

Liliana Rojas‐Suarez

in Capital Market Liberalization and Development

Published in print:
2008
Published Online:
May 2008
ISBN:
9780199230587
eISBN:
9780191710896
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199230587.003.0009
Subject:
Economics and Finance, Development, Growth, and Environmental

This chapter identifies two alternative forms of prudential regulation. The first set is formed by regulations that directly control financial aggregates, such as liquidity expansion and credit ... More


Supervision and Regulation of Financial Firms

Thomas H. Stanton

in Why Some Firms Thrive While Others Fail: Governance and Management Lessons from the Crisis

Published in print:
2012
Published Online:
September 2012
ISBN:
9780199915996
eISBN:
9780199950324
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199915996.003.0007
Subject:
Economics and Finance, Financial Economics

Chapter 7 looks at organization and management of financial supervisors. The Gramm-Leach-Bliley Act of 1999 reflected deregulatory sentiment and left serious gaps in the regulatory system. The ... More


Consequences of Liberalizing Derivatives Markets

Randall Dodd

in Capital Market Liberalization and Development

Published in print:
2008
Published Online:
May 2008
ISBN:
9780199230587
eISBN:
9780191710896
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199230587.003.0011
Subject:
Economics and Finance, Development, Growth, and Environmental

This chapter analyses the consequences of growth and development of derivatives markets in developing countries in the context of deregulated financial markets. It discusses both the economic ... More


Regulation and Competition in German Banking: An Assessment

Karl-Hermann Fischer and Christian Pfeil

in The German Financial System

Published in print:
2004
Published Online:
January 2005
ISBN:
9780199253166
eISBN:
9780191601651
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/0199253161.003.0010
Subject:
Economics and Finance, Financial Economics

Offers an in-depth discussion of regulatory and competitive issues in German banking. Emphasising that regulation, market structure, and competitive conduct are deeply interrelated the authors look ... More


Introduction

Mathias Dewatripont, Jean-Charles Rochet, and Jean Tirole

in Balancing the Banks: Global Lessons from the Financial Crisis

Published in print:
2010
Published Online:
October 2017
ISBN:
9780691145235
eISBN:
9781400834648
Item type:
chapter
Publisher:
Princeton University Press
DOI:
10.23943/princeton/9780691145235.003.0001
Subject:
Business and Management, Finance, Accounting, and Banking

This introductory chapter begins by briefly setting out the book's purpose, which is to offer a perspective on what happened during the recent financial crisis and especially on the lessons to be ... More


Finance capital in Chandlerian capitalism

Mary A. O’Sullivan

in Management Innovation: Essays in the Spirit of Alfred D. Chandler, Jr.

Published in print:
2012
Published Online:
May 2012
ISBN:
9780199695683
eISBN:
9780191738265
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199695683.003.0011
Subject:
Business and Management, Innovation, Business History

Alfred Chandler wrote a great deal on finance capital in the development of big business. In making bold and provocative statements, he provided scholars with a variety of stimulating ideas. To a ... More


Pillar 1 versus Pillar 2 under Risk Management

Loriana Pelizzon and Stephen Schaefer

in The Risks of Financial Institutions

Published in print:
2007
Published Online:
February 2013
ISBN:
9780226092850
eISBN:
9780226092980
Item type:
chapter
Publisher:
University of Chicago Press
DOI:
10.7208/chicago/9780226092980.003.0009
Subject:
Economics and Finance, Financial Economics

This chapter explores the consequences of adding Pillar 2 alongside Pillar 1 in terms of bank risk taking and the scale of bank lending. It also concentrates on the interaction between Pillar 1 and ... More


Capital Requirements: Basel III Framework

Hal S. Scott

in Connectedness and Contagion: Protecting the Financial System from Panics

Published in print:
2016
Published Online:
January 2017
ISBN:
9780262034371
eISBN:
9780262332156
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262034371.003.0014
Subject:
Economics and Finance, Economic History

This chapter discusses the Basel III capital requirements. Following the 2008 financial crisis, the Basel Committee on Banking Supervision issued reform proposals for capital regulation, entitled ... More


The EU and Global Banking Regulation

Lucia Quaglia

in The European Union and Global Financial Regulation

Published in print:
2014
Published Online:
August 2014
ISBN:
9780199688241
eISBN:
9780191767517
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199688241.003.0003
Subject:
Political Science, European Union

Banking was the first financial service to be subject to regulatory harmonization. However, banking regulation has mainly been designed to foster integration in the EU, rather than setting prudential ... More


The Structure of Regulatory Competition: Corporations and Public Policies in a Global Economy

Dale D. Murphy

Published in print:
2006
Published Online:
March 2012
ISBN:
9780199216512
eISBN:
9780191696008
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199216512.001.0001
Subject:
Law, Public International Law

In order to understand international economic regulations, it is essential to understand the variation in competing corporations' interests. Political science theories have neglected the role of ... More


Panel Discussion on Banking Reform

Anil K Kashyap, James Overdahl, Anjan Thakor, and John Walsh

in Perspectives on Dodd-Frank and Finance

Published in print:
2014
Published Online:
May 2015
ISBN:
9780262028035
eISBN:
9780262325929
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028035.003.0005
Subject:
Economics and Finance, Financial Economics

In this chapter, panellists discuss the messy legislative process that produced Dodd-Frank (James Overdahl compares it to a barroom brawl) and how it, along with Basel III and reinvigorated ... More


The Limits of Risk Constraints

Morgan Ricks

in The Money Problem: Rethinking Financial Regulation

Published in print:
2016
Published Online:
September 2016
ISBN:
9780226330327
eISBN:
9780226330464
Item type:
chapter
Publisher:
University of Chicago Press
DOI:
10.7208/chicago/9780226330464.003.0007
Subject:
Law, Company and Commercial Law

This chapter evaluates the usage of regulatory risk constraints as an antidote to banking panics. In particular, it considers two forms of substantive risk constraint that are widely used in ... More


Chapter Six The Limits of Risk Constraints

Morgan Ricks

in The Money Problem: Rethinking Financial Regulation

Published in print:
2016
Published Online:
September 2016
ISBN:
9780226330327
eISBN:
9780226330464
Item type:
chapter
Publisher:
University of Chicago Press
DOI:
10.7208/chicago/9780226330464.003.0007
Subject:
Law, Company and Commercial Law

This chapter evaluates the usage of regulatory risk constraints as an antidote to banking panics. In particular, it considers two forms of substantive risk constraint that are widely used in ... More


Taxation and Regulation of Banks to Manage Systemic Risk

Brian Coulter, Colin Mayer, and John Vickers

in Taxation and Regulation of the Financial Sector

Published in print:
2015
Published Online:
May 2015
ISBN:
9780262027977
eISBN:
9780262321099
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262027977.003.0004
Subject:
Economics and Finance, Financial Economics

A natural economic response to systemic risk, as a form of negative externality, is to look attaxation to correct it. However, this chapter argues that systemic risk is not a standard externality. ... More


In Search of Stability: Bank Capital and Liquidity Requirements

Scott James and Lucia Quaglia

in The UK and Multi-level Financial Regulation: From Post-crisis Reform to Brexit

Published in print:
2020
Published Online:
February 2020
ISBN:
9780198828952
eISBN:
9780191867439
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198828952.003.0004
Subject:
Political Science, Political Economy

Following the financial crisis, UK preferences shifted decisively in favour of trading up bank capital and liquidity requirements. To reassure voters, elected officials intervened in the regulatory ... More


Banking

Jasper Blom

in Europe and the Governance of Global Finance

Published in print:
2014
Published Online:
June 2014
ISBN:
9780199683963
eISBN:
9780191763410
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199683963.003.0003
Subject:
Business and Management, Finance, Accounting, and Banking

This chapter analyses the policy-making process for bank capital adequacy standards, focusing on the interaction between the European and global levels. It traces the emergence of supranational ... More


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