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Retail Securities Regulation in the Aftermath of the Bubble

Nancy L. Rose

in Economic Regulation and Its Reform: What Have We Learned?

Published in print:
2014
Published Online:
January 2015
ISBN:
9780226138022
eISBN:
9780226138169
Item type:
chapter
Publisher:
University of Chicago Press
DOI:
10.7208/chicago/9780226138169.003.0010
Subject:
Economics and Finance, Economic Systems

This chapter discusses regulation of the retail securities and investments industry, written for and from the perspective of an industrial organization economist. It describes the economic size and ... More


Chasing the Tape: Information Law and Policy in Capital Markets

Onnig H. Dombalagian

Published in print:
2015
Published Online:
September 2015
ISBN:
9780262028622
eISBN:
9780262324298
Item type:
book
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028622.001.0001
Subject:
Economics and Finance, Financial Economics

This book surveys the law and policy of regulating information flows in capital markets. Part I begins with an overview of the themes, regulatory principles, and challenges that animate information ... More


Overview

Onnig H. Dombalagian

in Chasing the Tape: Information Law and Policy in Capital Markets

Published in print:
2015
Published Online:
September 2015
ISBN:
9780262028622
eISBN:
9780262324298
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028622.003.0001
Subject:
Economics and Finance, Financial Economics

This chapter provides an overview of information flows in capital markets. The chapter begins with a description of four regulated categories of financial information—company information (securities ... More


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