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Investor Protection in Europe: Corporate Law Making, The MiFID and Beyond

Guido Ferrarini and Eddy Wymeersch (eds)

Published in print:
2006
Published Online:
January 2009
ISBN:
9780199202911
eISBN:
9780191707964
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199202911.001.0001
Subject:
Law, Company and Commercial Law

EU policy in the area of corporate governance and capital markets is being reoriented. Harmonization is less frequently seen as a concept in company law, regulatory competition is on the rise, and ... More


Effective Policy Design for the Retail Investment Services Market: Challenges and Choices Post FSAP

Niamh Moloney

in Investor Protection in Europe: Corporate Law Making, The MiFID and Beyond

Published in print:
2006
Published Online:
January 2009
ISBN:
9780199202911
eISBN:
9780191707964
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199202911.003.0014
Subject:
Law, Company and Commercial Law

This chapter considers the choices and risks faced by the EU in designing policy for the retail investment services market in the wake of the large-scale regulatory reforms introduced by the FSAP. It ... More


Financial Market Integration in the Post FSAP Era. In Search of Overall Conceptual Consistency in the Regulatory Framework

Michel Tison

in Investor Protection in Europe: Corporate Law Making, The MiFID and Beyond

Published in print:
2006
Published Online:
January 2009
ISBN:
9780199202911
eISBN:
9780191707964
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199202911.003.0015
Subject:
Law, Company and Commercial Law

This chapter looks into the concepts underpinning the current generation of capital market integration directives, that follow the ‘Lamfalussy-approach’. In particular, it examines whether the level ... More


Agency Law in Commercial Practice

Danny Busch, Laura Macgregor, and Peter Watts (eds)

Published in print:
2016
Published Online:
June 2016
ISBN:
9780198738473
eISBN:
9780191821233
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780198738473.001.0001
Subject:
Law, Company and Commercial Law

This book contains contributions on aspects of the operation of agency law in commercial contexts by many of the world’s leading experts on the law of agency. It is the product of a conference of the ... More


Market Fragmentation

Thierry Foucault, Marco Pagano, and Ailsa Röell

in Market Liquidity: Theory, Evidence, and Policy

Published in print:
2013
Published Online:
September 2013
ISBN:
9780199936243
eISBN:
9780199333059
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199936243.003.0008
Subject:
Economics and Finance, Financial Economics

When a security trades in multiple venues, orders submitted to the different venues do not necessarily contribute jointly to price formation. In this case, the market for the security is said to be ... More


Positioning for Stronger Limits?: The Politics of Regulating Commodity Derivatives Markets

Eric Helleiner

in Governing the World's Biggest Market: The Politics of Derivatives Regulation After the 2008 Crisis

Published in print:
2018
Published Online:
February 2018
ISBN:
9780190864576
eISBN:
9780190869557
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780190864576.003.0008
Subject:
Political Science, International Relations and Politics, Political Economy

Although commodity derivatives are a small segment of the overall global derivatives markets, their regulation attracted more public attention than any other single issue on the post-2008 derivatives ... More


Agency and Principal Dealing under the Markets in Financial Instruments Directive

Danny Busch

in Agency Law in Commercial Practice

Published in print:
2016
Published Online:
June 2016
ISBN:
9780198738473
eISBN:
9780191821233
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780198738473.003.0009
Subject:
Law, Company and Commercial Law

The chapter focuses on agency and principal dealing under the Markets in Financial Instruments Directive (MiFID). Investment firms regularly act as agents or intermediaries in the execution of ... More


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