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Centralized Management

Paul Craig

in EU Administrative Law

Published in print:
2012
Published Online:
May 2012
ISBN:
9780199568628
eISBN:
9780191739415
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199568628.003.0003
Subject:
Law, EU Law, Constitutional and Administrative Law

Chapter 2 charted the reforms made in the aftermath of the fall of the Santer Commission, including the emergence of a constitutional framework for Union administration embodied in the Financial ... More


Crisis, Reform, and Constitutionalization

Paul Craig

in EU Administrative Law

Published in print:
2012
Published Online:
May 2012
ISBN:
9780199568628
eISBN:
9780191739415
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199568628.003.0002
Subject:
Law, EU Law, Constitutional and Administrative Law

This chapter focuses on the impact of the resignation of the Santer Commission, which had profound significance for EU administration, and the controls to which it was subject. The resignation ... More


"Systemic Risk, Crises, and Macroprudential Regulation"

Xavier Freixas, José-Luis Peydró, and Luc Laeven

Published in print:
2015
Published Online:
September 2016
ISBN:
9780262028691
eISBN:
9780262328609
Item type:
book
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028691.001.0001
Subject:
Economics and Finance, Public and Welfare

Macroprudential regulation is the latest buzzword in economics but it means different things to different people. This book offers a framework to operationalize macroprudential policy. It defines ... More


Systemic Risk and Microprudential Regulation

Xavier Freixas, Luc Laeven, and José-Luis Peydró

in "Systemic Risk, Crises, and Macroprudential Regulation"

Published in print:
2015
Published Online:
September 2016
ISBN:
9780262028691
eISBN:
9780262328609
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028691.003.0008
Subject:
Economics and Finance, Public and Welfare

This chapter presents the classical banking regulatory framework relying exclusively on microprudential policy and its relevance for future regulatory policy. It offers the rationale for ... More


Capital Markets Union, Third Countries, and Equivalence: Law, Markets, and Brexit

Niamh Moloney

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0006
Subject:
Law, Company and Commercial Law, EU Law

The EU currently manages access by non-EU/-EEA states to the EU financial market through its ‘third country’ rules, which typically require that the financial governance regime of the state in ... More


Centralized or Direct Community Administration

Paul Craig

in EU Administrative Law

Published in print:
2006
Published Online:
March 2012
ISBN:
9780199296811
eISBN:
9780191700811
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199296811.003.0002
Subject:
Law, EU Law

This chapter considers the emerging regime that governs centralized/direct Community administration. It begins with a brief overview of the ... More


Chasing the Tape: Information Law and Policy in Capital Markets

Onnig H. Dombalagian

Published in print:
2015
Published Online:
September 2015
ISBN:
9780262028622
eISBN:
9780262324298
Item type:
book
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028622.001.0001
Subject:
Economics and Finance, Financial Economics

This book surveys the law and policy of regulating information flows in capital markets. Part I begins with an overview of the themes, regulatory principles, and challenges that animate information ... More


New Challenges for Regulatory Policy

Xavier Freixas, Luc Laeven, and José-Luis Peydró

in "Systemic Risk, Crises, and Macroprudential Regulation"

Published in print:
2015
Published Online:
September 2016
ISBN:
9780262028691
eISBN:
9780262328609
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028691.003.0011
Subject:
Economics and Finance, Public and Welfare

This chapter lists the key aspects of an effective macroprudential regulatory framework, a list of remaining challenges for creating an effective macroprudential regulatory framework, and an overview ... More


Investor Protection in the Capital Markets Union

Veerle Colaert

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0016
Subject:
Law, Company and Commercial Law, EU Law

Recent years have witnessed a tidal wave of new EU financial regulation in general and investor protection legislation in particular. The Capital Markets Union project has added a number of further ... More


Crisis, Reform, and Constitutionalization

Paul Craig

in EU Administrative Law

Published in print:
2006
Published Online:
March 2012
ISBN:
9780199296811
eISBN:
9780191700811
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199296811.003.0001
Subject:
Law, EU Law

The forced resignation of the Santer Commission was prompted by the First Report of the Committee of Independent Experts. This was followed in ... More


Shared Management

Paul Craig

in EU Administrative Law

Published in print:
2006
Published Online:
March 2012
ISBN:
9780199296811
eISBN:
9780191700811
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199296811.003.0003
Subject:
Law, EU Law

The new Financial Regulation contains provisions dealing with shared management, as well as direct/centralized management. There are ... More


A Global Perspective on Securitized Debt

Steven L Schwarcz

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0022
Subject:
Law, Company and Commercial Law, EU Law

Securitisation represents a significant worldwide source of capital market financing. European investors commonly invest in asset-backed securities issued in U.S. securitisation transactions, and ... More


FinTech and Alternative Finance in the CMU: The Regulation of Marketplace Investing

Guido Ferrarini and Eugenia Macchiavello

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0010
Subject:
Law, Company and Commercial Law, EU Law

This chapter focuses on FinTech, which offers firms and individuals new ways for accessing alternative sources of finance. It first examines the main types of alternative finance which technology has ... More


Systemic Risk and Macroprudential Regulation

Xavier Freixas, Luc Laeven, and José-Luis Peydró

in "Systemic Risk, Crises, and Macroprudential Regulation"

Published in print:
2015
Published Online:
September 2016
ISBN:
9780262028691
eISBN:
9780262328609
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028691.003.0009
Subject:
Economics and Finance, Public and Welfare

This chapter presents the “new” financial regulatory framework that relies on both microprudential and macroprudential policies to manage systemic risk. It gives an overview of macroprudential tools ... More


Some Aspects of the Impact of Brexit in the Field of Financial Services

Eddy Wymeersch

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0005
Subject:
Law, Company and Commercial Law, EU Law

Brexit will have a considerable impact on various segments of economic, social, and personal life. This chapter outlines a few aspects that are of particular importance for the financial services ... More


Cross-border Distribution of Collective Investment Products in the EU

Matteo Gargantini, Carmine Di Noia, and Georgios Dimitropoulos

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0019
Subject:
Law, Company and Commercial Law, EU Law

This chapter analyzes the current regulatory framework for cross-border distribution of investment funds and submits some proposals to improve it. The chapter is organized as follows. Section 2 ... More


Efforts to Strengthen the Clearing and Settlement Framework of the Capital Markets Union

Bas Zebregs and Victor de Serière

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0024
Subject:
Law, Company and Commercial Law, EU Law

This chapter discusses the EU's efforts to strengthen the European clearing and settlement framework for securities and derivatives transactions. That exercise is pa should promote access and ... More


Introduction

Xavier Freixas, Luc Laeven, and José-Luis Peydró

in "Systemic Risk, Crises, and Macroprudential Regulation"

Published in print:
2015
Published Online:
September 2016
ISBN:
9780262028691
eISBN:
9780262328609
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028691.003.0001
Subject:
Economics and Finance, Public and Welfare

The Introduction introduces the topic of the book, explains the rationale for writing the book, and gives an overview of the book. It explains how a call for macroprudential policy grew out of the ... More


Modernizing the Prospectus Directive

Bas de Jong and Tomas Arons

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0011
Subject:
Law, Company and Commercial Law, EU Law

On 16 May 2017, the Council adopted the Prospectus Regulation, which repeals the Prospectus Directive. The prospectus rules are an important part of the Capital Markets Union (CMU), and will apply ... More


Inventors in Finance: An Impressionistic History of the People Who Have Made Risk Management Work

Michael Haliassos

in Financial Innovation: Too Much or Too Little?

Published in print:
2013
Published Online:
January 2015
ISBN:
9780262018296
eISBN:
9780262305495
Item type:
chapter
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262018296.003.0001
Subject:
Economics and Finance, Financial Economics

Some of the most important events in the history of finance are those that involved innovations that democratized finance, made its tools of incentivizing and risk management accessible for broader ... More


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