Jump to ContentJump to Main Navigation

You are looking at 1-20 of 30 items

  • Keywords: Capital markets x
Clear All Modify Search

View:

Investor Protection in Europe: Corporate Law Making, The MiFID and Beyond

Guido Ferrarini and Eddy Wymeersch (eds)

Published in print:
2006
Published Online:
January 2009
ISBN:
9780199202911
eISBN:
9780191707964
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/acprof:oso/9780199202911.001.0001
Subject:
Law, Company and Commercial Law

EU policy in the area of corporate governance and capital markets is being reoriented. Harmonization is less frequently seen as a concept in company law, regulatory competition is on the rise, and ... More


Capital Markets Union in Europe

Danny Busch, Emilios Avgouleas, and Guido Ferrarini (eds)

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
book
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.001.0001
Subject:
Law, Company and Commercial Law, EU Law

This book analyses the legal and economic implications of the European Commission's plans to form a Capital Markets Union (CMU) in Europe, which will have a major impact on financial markets and ... More


Capital Markets Union, Third Countries, and Equivalence: Law, Markets, and Brexit

Niamh Moloney

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0006
Subject:
Law, Company and Commercial Law, EU Law

The EU currently manages access by non-EU/-EEA states to the EU financial market through its ‘third country’ rules, which typically require that the financial governance regime of the state in ... More


The Role of Financial Innovation in EU Market Integration and the Capital Markets Union: A Reconceptualization of Policy Objectives

Emilios Avgouleas

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0008
Subject:
Law, Company and Commercial Law, EU Law

This chapter offers a critical overview of the issues that the European Union 27 (EU-27) will face in the context of making proper use of financial innovation to further market integration and risk ... More


Private Placements in the Capital Markets Union: A Priority Moving in Reverse?

Frank GB Graaf

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0014
Subject:
Law, Company and Commercial Law, EU Law

This chapter looks at recent initiatives in the context of the European Commission's flagship plans for a Capital Markets Union (CMU) designed to encourage a pan-European private placement market. In ... More


CMU and the Deepening of Financial Integration

Diego Valiante

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0002
Subject:
Law, Company and Commercial Law, EU Law

The integration of capital markets in the EU is a long-term and complex task that is far from being completed. A comparative analysis with capital markets integration and development in the United ... More


Chasing the Tape: Information Law and Policy in Capital Markets

Onnig H. Dombalagian

Published in print:
2015
Published Online:
September 2015
ISBN:
9780262028622
eISBN:
9780262324298
Item type:
book
Publisher:
The MIT Press
DOI:
10.7551/mitpress/9780262028622.001.0001
Subject:
Economics and Finance, Financial Economics

This book surveys the law and policy of regulating information flows in capital markets. Part I begins with an overview of the themes, regulatory principles, and challenges that animate information ... More


A Global Perspective on Securitized Debt

Steven L Schwarcz

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0022
Subject:
Law, Company and Commercial Law, EU Law

Securitisation represents a significant worldwide source of capital market financing. European investors commonly invest in asset-backed securities issued in U.S. securitisation transactions, and ... More


The Capital Markets Union and Firms’ Access to External Market-Based Finance: Evidence and Policy Implications from a Novel Survey-Based Index

Paola Bongini, Annalisa Ferrando, Emanuele Rossi, and Monica Rossolini

in Finance and Investment: The European Case

Published in print:
2018
Published Online:
January 2018
ISBN:
9780198815815
eISBN:
9780191853418
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198815815.003.0013
Subject:
Economics and Finance, Financial Economics

Firms’ access to capital markets among Eurozone countries is a challenging issue for the EU Capital Markets Union (CMU) agenda. We contribute to the current debate on the CMU by identifying the ... More


The anatomy of an insurgency

Harry Blutstein

in The Ascent of Globalisation

Published in print:
2015
Published Online:
May 2016
ISBN:
9781784992897
eISBN:
9781526104311
Item type:
chapter
Publisher:
Manchester University Press
DOI:
10.7228/manchester/9781784992897.003.0007
Subject:
Political Science, Democratization

With the temperament of an insurgent, Walter Wriston used his position as head of CitiBank to bypass many of the Depression era regulations, helping free bankers in the US and around the world. IN ... More


A Single Listing Authority and Securities Regulator for the CMU and the Future of ESMA: Costs, Benefits, and Legal Impediments

Emilios Avgouleas and Guido Ferrarini

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0004
Subject:
Law, Company and Commercial Law, EU Law

This chapter proposes a system for EU centralization of scrutiny and approval of public offers of securities or of listing of companies mature enough to conduct an IPO or those that seek a listing ... More


Cross-border Distribution of Collective Investment Products in the EU

Matteo Gargantini, Carmine Di Noia, and Georgios Dimitropoulos

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0019
Subject:
Law, Company and Commercial Law, EU Law

This chapter analyzes the current regulatory framework for cross-border distribution of investment funds and submits some proposals to improve it. The chapter is organized as follows. Section 2 ... More


OTC Derivatives Clearing, Brexit, and the CMU

Guido Ferrarini and Davide Trasciatti

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0007
Subject:
Law, Company and Commercial Law, EU Law

This chapter contributes to the debate on the future of European over-the-counter (OTC) clearing and relevant infrastructures in light of the Capital Markets Union and its re-configuration after ... More


Initial Public Offerings in the CMU: A US Perspective

Merritt B Fox

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0013
Subject:
Law, Company and Commercial Law, EU Law

This chapter begins by considering the especially severe information-asymmetry problem that plagues primary offerings of truly new securities. It then examines market-based solutions for these ... More


Investor Protection in the Capital Markets Union

Veerle Colaert

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0016
Subject:
Law, Company and Commercial Law, EU Law

Recent years have witnessed a tidal wave of new EU financial regulation in general and investor protection legislation in particular. The Capital Markets Union project has added a number of further ... More


Institutional Investors and Development of Europe’s Capital Markets

Zsolt Darvas and Dirk Schoenmaker

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0018
Subject:
Law, Company and Commercial Law, EU Law

This chapter investigates the role of institutional investment in developing capital markets. It also examines the role of institutional investment in risk sharing. The contribution of institutional ... More


Securitization in the Capital Markets Union: One Step Forward, Two Steps Back

Gerard Kastelein

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0021
Subject:
Law, Company and Commercial Law, EU Law

On 30 May 2017, the European Parliament, Council, and Commission reached a political agreement on the package of regulatory reforms of the European securitisation market. The package is aimed at ... More


Capital Markets Union: Why ‘Venture Capital’ is not the Answer to Europe’s Innovation Challenge

Erik PM Vermeulen

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0009
Subject:
Law, Company and Commercial Law, EU Law

The Capital Markets Union (CMU) aims to strengthen capital markets and investments in the EU. The rationale behind such a union is that it is necessary to provide businesses, particularly start-up ... More


FinTech and Alternative Finance in the CMU: The Regulation of Marketplace Investing

Guido Ferrarini and Eugenia Macchiavello

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0010
Subject:
Law, Company and Commercial Law, EU Law

This chapter focuses on FinTech, which offers firms and individuals new ways for accessing alternative sources of finance. It first examines the main types of alternative finance which technology has ... More


Efforts to Strengthen the Clearing and Settlement Framework of the Capital Markets Union

Bas Zebregs and Victor de Serière

in Capital Markets Union in Europe

Published in print:
2018
Published Online:
July 2018
ISBN:
9780198813392
eISBN:
9780191851582
Item type:
chapter
Publisher:
Oxford University Press
DOI:
10.1093/oso/9780198813392.003.0024
Subject:
Law, Company and Commercial Law, EU Law

This chapter discusses the EU's efforts to strengthen the European clearing and settlement framework for securities and derivatives transactions. That exercise is pa should promote access and ... More


View: